Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. Advertisement. He demonstrated exceptional leadership in monetary policy and as a top regulator, including during the years of the global financial crisis. In 2013, he moved to Credit Suisse, holding senior leadership positions asCFOPrivate Banking & Wealth Management and laterCEOInternational Wealth Management. Best Execution Statement. The Midgetts crew engaged in professional exchanges and capacity building exercises with the Philippines coast guard, and partner nations, and patrolled and conducted operations as directed while deployed on a months-long Western Pacific patrol under the tactical control of the Falls die Cookies zurzeit auf Ihrem Computer inaktiv sind, mssen Sie diesen Hinweis fr jede neue besuchte Seite dieser Website akzeptieren. Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. During his time as CEO of ING, he steered the bank to profitability after the financial crisis and supported the firms digital transformation. Julie G. Richardson spent more than 25 years on Wall Street as a senior investment banker with a focus on telecom, media and technology. The committees shown in the graphic assist the BoD in the performance of its responsibilities. The BoD delegates the management of the business to the GEB. She also develops financial plans for individuals and their families. Compliance with NYSE listing standards on corporate governance. This is the UBS Mobile Banking App for all our UBS clients (excl. In compliance with the June 24, 2020 guidance of the SECs Division of Trading and Markets and Division of Investment Management, UBS Financial Services Inc. has taken the following steps to deliver regulatory-required documents to client households with mailing addresses in countries Talking about future financial responsibility can be an emotional and challenging topic for both parents and children. The bank's statute was adopted on 22 January 1870, and on 10 March To ensure GIAs independence from management, the Head GIA reports to the Chairman of the BoD and to the Audit Committee, which assesses annually whether GIA has sufficient resources to perform its function, as well as its independence and performance. Non-executive member of the Board since 2022. https://www.ubs.com/geb. Jeanette Wong has spent more than 30 years working in the financial sector in Singapore. 5 "Controlled" meaning: being a controlling shareholder (owning 50% or more of the voting power) or the Chairman and/or CEO of the company. Patrick Firmenich has been Chairman of the Board of Firmenich International SA, the worlds largest privately owned fragrances and flavorings company, since 2016, after leading the company as CEO during a 12-year tenure. Ralph Hamers has been Group CEO of UBS Group AG and President of the Executive Board of UBS AG since November 2020. He serves as the team's dedicated investment analyst and is responsible for analyzing investment managers, constructing portfolios and trading. Deutsche Bank AG (DB - Research Report) received a Buy rating and a EUR14.00 price target from RBC Capital analyst Anke Reingen today. By combining the joint expertise of over 500 talented people working across direct real estate, infrastructure equity and debt, and food & agriculture investments as well as indirect exposure to leading real estate, infrastructure, private equity Find out how to navigate 2023 in our Year Ahead report. Markus Ronner has been Group Chief Compliance and Governance Officer since 2018. CFP Board's Trademark Disclaimer. Services include market intelligence, business execution, liquidity provision, processing and client servicing. Please consult with your tax and legal advisors regarding your personal circumstances. He cemented his reputation as a tech specialist by becoming a founding sponsor of KPMGs Global Fintech Network in 2014. These can be obtained free of charge in German from StarCapital AG, your advisor or intermediary, the paying agents, the responsible depositary (UBS Europe SE, Bockenheimer Landstrasse 2-4, D-60306 Frankfurt am Main) or from the management company Donner & Reuschel AG, Ballindamm 27, 20095 Hamburg, https://www.donner-reuschel.de. Currently, he is a visiting lecturer at Leeds University and is chair of the Global Risk Institute, bringing an enormous amount of experience as a risk specialist to the Board of Directors of UBS. CFO, Consumer & Community Banking and Diversity & Inclusion, incl. She has been pivotal in driving business alignment, and digital and cultural transformation, while also facilitating business growth as President UBS EMEA. The functions of Chairmanand Group CEO are assigned to two different people,leading to a separation of power. President Personal & Corporate Banking and President UBS Switzerland, UBS Group AG, President of the Executive Board, UBS Switzerland AG, Group COO of UBS and President of the Executive Board, UBS Business Solutions AG, Head Private Clients Region Zurich, Credit Suisse, President Global Wealth Management and President UBS Europe, Middle East and Africa. 18701919. UBS Invest to advance report finds clear progress on the road to financial inclusion for multicultural investors ; Presentation of UBS's first-quarter 2022 results; Presentation of UBS's first-quarter 2022 results; Results of the 2022 Annual General Meeting of UBS Group AG; UBS declares coupon payments on 12 ETRACS Exchange Traded Notes This website uses cookies to make sure you get the best experience on our website. As a long-serving CFO of two large multi-national companies in the financial services sector, he brings deep experience across a broad range of highly relevant topics to the table. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. It assesses the performance and qualifications of external auditors and submits proposals for appointment, reappointment or removal of independent auditors to the BoD. Prior to joining UBS Financial Services Inc. in November of 2007, Maurice was a Managing Director at Bear, Stearns & Co. Inc. Maurice focuses on managing wealth for the partners of private equity firms and managing investments for corporations and private charitable foundations. UBS invites you to the presentation of its first-quarter results on Tuesday, 25 October 2022. She started her Wall Street career at Merrill Lynch & Co., in investment banking, before embarking on a 24-year career at Citigroup Inc., the last nine years of which she was the Regional Head of Markets for North America. Dieter Wemmer began his esteemed career in the insurance sector with the Zurich Group in 1986, retiring in 2017 as CFO of Allianz. UBS Group AG operates under a strict dual board structure, as mandated by Swiss banking law, and therefore the BoD delegates the management of the business to the GEB. In line with Swiss law, our Compensation Committee, together with the BoD, proposes for shareholder approval at the AGM the maximum aggregate amount of compensation for the BoD, the maximum aggregate amount of fixed compensation for the Group Executive Board (the GEB) and the aggregate amount of variable compensation for the GEB. Fred Hu has been the Chairman and CEO of Primavera Capital Group, an Asia-based private investment firm focused on emerging technology and innovative industries, since founding it in 2010. Advisory & Brokerage Services. Before retiring from KPMG in 2017, he was its Chairman of Global Financial Services. During that period, his additional area of focus included cultural behavior and social and governance topics in the financial services industry. Temporary Mail Service Disruptions to Certain Countries Due to the COVID-19 Pandemic. She started her professional career as an attorney in private practice in Germany, then joined the Swiss pharmaceutical company in Germany in 2001 and subsequently held various global management positions in the legal sector in Switzerland. As a general rule for a Board of Director (BoD) member to be considered independent, he or she may not have any material relationship1 with UBS2, either directly or as a partner, controlling shareholder or executive officer3 of a company that has a material relationship with UBS. processes to define strategy and risk appetite, as well as the overall adherence to the approved strategy; risk management, including whether risks are appropriately identified and managed; internal controls, specifically whether they are commensurate with the risks taken; processes to comply with legal and regulatory requirements, internal policies, and the Groups constitutional documents and contracts. Futures Commission Merchant (FCM) Information for UBS Financial Services Inc. You are free to change your cookies' settings in the privacy settings. A global financial services firm with a focused model built around clients and their needs, with an emphasis on informed advice, tailored ideas and solutions and best-in-class execution. Please consult the sales restrictions relating to the products or services in question for further information. Private Wealth Management is a division within UBS Financial Services Inc., which is a subsidiary of UBS AG. Ralph Hamers has been Group CEO of UBS Group AG and President of the Executive Board of UBS AG since November 2020. The Coast Guard cutter Midgett (WMSL 757) moors in Manila, Philippines, Aug. 30, 2022. As a foreign company with shares listed on the New York Stock Exchange (the NYSE), UBS Group AG also complies with all relevant corporate governance standards applicable to foreign private issuers. Shareholder approval is only mandatory if equity-based compensation plans require an increase in capital. In compliance with the June 24, 2020 guidance of the SECs Division of Trading and Markets and Division of Investment Management, UBS Financial Services Inc. has taken the following steps to deliver regulatory-required documents to client households with mailing addresses in countries Until retiring from that firm in 2019, he served as President of Morgan Stanley, overseeing both the Institutional Securities Business and Wealth Management. Earlier in his career, he worked in Japan for four years, as Corporate Planning Officer and assistant to the CEO. It is also responsible for supervising compliance with applicable laws, rules and regulations. Order Routing Disclosure. Prior to its merger, the bank was the third largest in Switzerland with over CHF300 billion of assets and CHF11.7 billion of equity.. 6 "Qualified holding" means a direct or indirect participation in UBS Group AG or UBS AG with at least 10% of the capital or voting rights. To complement this, we match employee charitable donations and provide paid leave for employees to volunteer their time on community and environmental initiatives, in addition to UBS-organized community events. was or an immediate family member was within the last three years a partner or employee of UBS's internal or external auditors and personally worked on UBSs audit within that time. The members of the Compensation Committee are elected by the AGM. Wir geben Ihnen alle Informationen, um die besten Investitionsentscheidungen zu Brsenindizes, Rohstoffen, Devisen, Kryptowhrungen und vielem mehr treffen zu knnen. The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. Barbara Levi has been Group General Counsel since November 2021. See Board of Directors' Committee memberships, UBS E-banking and online services Switzerland, Chairperson of the Corporate Culture and Responsibility Committee since 2022, Chairperson of the Governance and Nominating Committee since 2022, Masters degree, modern history, Oxford University, Fellow of the Institute of Chartered Accountants in England and Wales, Member of the Board of Norfolk Southern Corporation (chair of the risk and finance committee), Member of the Board of Directors of the Bretton Woods Committee, Member of the Board of the Swiss Finance Council, Member of the Board of Americans for Oxford, Member of the Oxford Chancellors Court of Benefactors, Member of the Advisory Council of the British Museum, Member of the International Advisory Council of the China Securities Regulatory Commission, Member of the European Financial Services Round Table, Member of the International Monetary Conference, Advanced Management Program, Harvard Business School, MBA program, International Bankers School, New York, Bachelors degree, business administration, University of Applied Sciences, St. Gallen, Vice Chairman of the Board of Directors of Pilatus Aircraft Ltd, Member of the Board of Directors of Ringier AG, Member of the Board of Directors of Opernhaus Zrich AG, Vice Chairman of the Swiss Bankers Association, Chairman of the Employers Association of Banks in Switzerland, Member of the Board of Directors of the Swiss Employers Association, Chairman of the Foundation Board of the UBS Pension Fund, Member of the Foundation Council of the UBS Center for Economics in Society, Member of the Governance and Nominating Committee since 2019, Chairperson of the Audit Committee since 2018, Bachelors degree, economics, University College London, Trustee of the UKs Productivity Leadership Group, Member of the Corporate Culture and Responsibility Committee since 2022, Masters degree, law, Universities of Mannheim and Heidelberg, Master of Laws (LL.M. Group Internal Audit (GIA) performs the internal auditing role for the Group. Prior to that, she held the position of CFO at DBS Bank. He held several positions in academia before starting his banking career in 1999 with Deutsche Bank in credit risk management, and subsequently working for Hypovereinsbank and Credit Suisse in the same area. It subsequently played a large part in developing Germany's financial services industry, as its business model focused on providing finance to industrial customers. Mark Hughes is a veteran in the financial services sector, having spent more than 35 years working for the Royal Bank of Canada (RBC) in Canada, in the US and the UK. Are you ready for a retirement that could span 30 years or more? Please see Annual Report 2021 on external independent auditors, Charter for Group Internal Audit In addition, GIA provides independent assurance on the effective and sustainable remediation of control deficiencies within its mandate, taking a prudent and conservative risk-based approach and assessing at the issue level whether the root cause and the potential exposure for the firm have been holistically and sustainably addressed. (134 KB), Please see Annual Report 2021 on information policy, UBS E-banking and online services Switzerland. She joined UBS from the Federal Reserve Bank of New York, where she was COO and First Vice President. She lives south of Boston with her husband, Zachary and their children. He developed an ambitious sustainability strategy for the group to lead the industry in health, safety and environmental performance. Please consult the sales restrictions relating to the products or services in question for further information. Our team will work with you to help preserve your lifestyle and livelihood in retirement by understanding your goals, risk and time horizon. Bally Sports RSNs Seek Emancipation From Sinclair Amid Parent's 'Strained Relationship' With Sports Leagues Former NBC Sports and ESPN executive David Preschlack will now head Diamond Sports Group, the subsidiary that manages the RSNs, as creditors reportedly grow concerned about the 'animosity' between the sports leagues and Sinclair DIY Seo Software From Locustware Is Exactly What You Need! has an immediate family member who is a current executive officer of a company that has made payments to or received payments from UBS in any of the last three fiscal years in excess of the greater of USD 1 million or 2% of the consolidated revenues of the directors company. Sabine Keller-Busse was appointed President Personal & Corporate Banking and President UBS Switzerland in 2021, heading the leading Universal Bank in Switzerland. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. Mr. Khan joined Ernst & Young (EY) in 2001, holding many leadership positions and becoming the youngest ever partner of the firms Swiss arm; when leavingEY, he was lead auditor of UBS. Chris started his financial services career in 2006 as a Marketing Associate for Maurice Bradshaw at Bear, Stearns & Co. Inc. Criteria for defining external Board members' independence. Ms. Bckstiegel brings a wealth of know-how in a highly regulated sector. Annie graduated from Suffolk University with a B.S in communications. 3 "Executive officer" meaning: president, principal financial officer, principal accounting officer or controller, any officer in charge of a principal business unit, division or function, any other officer who performs a policy-making function. Temporary Mail Service Disruptions to Certain Countries Due to the COVID-19 Pandemic. Ms. Keller-Busse also brings in-depth experience regarding financial market infrastructure, having served on the Board ofSIXGroup for nine years. UBS (UBS) Headquartered in Zurich, Switzerland, UBS Group AG is the holding company of UBS Group. DealBook Newsletter The Stakes Behind the F.T.C.s Bid to Block Microsofts Big Deal. Although under NYSE standards only audit committees supervise internal audit functions, the Chairman of the BoD (the Chairman) and the Audit Committee share the supervisory responsibility and authority with respect to the internal audit function. However, as per Swiss law, the BoD approves compensation plans. Deutsche Bank was founded on 1870 in Berlin as a specialist bank for financing foreign trade and promoting German exports. The Audit Committee and, ultimately, the BoD supervise the effectiveness of audit work. Please consult the sales restrictions relating to the products or services in question for further information. EY assumes virtually all auditing functions according to laws, regulatory requests and the Articles of Association. This website uses cookies to make sure you get the best experience on our website. Dao joined Maurice Bradshaw at Bear, Stearns & Co. Inc in 2006 and continued with the team at UBS. GIA has unrestricted access to all accounts, books, records, systems, property and personnel, and must be provided with all information and data that it needs to fulfill its auditing responsibilities. ), University of Leeds, Chair of the Board of Directors of the Global Risk Institute, Visiting lecturer at the University of Leeds, Member of the Governance and Nominating Committee since 2022, Member of the Board of Euronext N.V. (chair of the remuneration committee), Member of the Board of Veolia Environnement SA (chair of the audit committee), Member of the Board of the African Financial Institutions Investment Platform, Chairperson of the Compensation Committee since 2019, Bachelors degree, business administration, University of Wisconsin-Madison, Member of the Board of Yext (chair of the audit committee), Member of the Board of Datadog (chair of the audit committee), Member of the Compensation Committee since 2018, Masters degree and doctorate, mathematics, University of Cologne, Member of the Board of rsted A/S (chair of the audit and risk committee), Chairman of Marco Capital Holdings Limited, Malta and subsidiaries, Member of the Berlin Center of Corporate Governance, Member of the Compensation Committee since 2020, Bachelors degree, business administration, the National University of Singapore, Member of the Board of Singapore Airlines Limited, Member of the Board Risk Committee of GIC Pte Ltd, Member of the Board of Jurong Town Corporation, Member of the Securities Industry Council, Member of the Board of Trustees of the National University of Singapore, Swiss Federal Diploma as a Business Analyst. To support the achievement of UBSs objectives, GIA independently, objectively and systematically assesses the: (i) soundness of the Groups risk and control culture; (ii) reliability and integrity of financial and operational information, including whether activities are properly, accurately and completely recorded, and the quality of underlying data and models; and. Short URL: Erhalten Sie die neuesten Kursnotierungen, Charts und Wirtschaftsnachrichten im Finanzportal von Swissquote. Let us show you how. In both roles, she was a member of that companys executive committee. View or download our current and archived financial reports. Member SIPC. Under NYSE standards audit committees are responsible for appointing independent auditors. Ms. Levi began her corporate career with Novartis Group in 2004 and worked there for 16 years, holding a number of senior legal roles across Europe. The company was founded in Lucerne, Switzerland in 1874, by Robert Schindler and Eduard Villiger, who established the collective joint partnership Schindler & Villiger. Claudia Bckstiegel has been General Counsel and a member of the Enlarged Executive Committee of Roche Holding AG since 2020. Wenn Sie auf "Fortfahren" klicken um diese Website besuchen zu knnen, besttigen Sie, dass GIA also conducts special audits at the request of the Audit Committee, or other BoD members, committees or the Group CEO in consultation with the Audit Committee. Loan Disclosure Statement. She and her husband Michael live north of Boston with their son. Our Organization Regulations require three-quarters of the BoD members to be independent. Vice Chairman of the Board, Firmenich InternationalSA, Corporate Vice President, Special Operations, FirmenichSA, Geneva, Vice President Fine Fragrance worldwide and Prsident Directeur Gnral, Firmenich & Cie, Paris and Firmenich Inc, New York, Vice President Fine Fragrance North America, Firmenich Inc, New York, Analyst, International Investment Banking, Credit Suisse First Boston, Production administrator, FirmenichSAde CV, Mexico, Attorney, Business Law, Patry, Junet, Simon & Le Fort, Geneva, Nationality:Chinese |Year of birth:1963. UBS Group AG is a multinational investment bank and financial services company founded and based in Switzerland.Co-headquartered in the cities of Zrich and Basel, it maintains a presence in all major financial centres as the largest Swiss banking institution and the largest private bank in the world. In compliance with the June 24, 2020 guidance of the SECs Division of Trading and Markets and Division of Investment Management, UBS Financial Services Inc. has taken the following steps to deliver regulatory-required documents to client households with mailing addresses in countries A Look Into the Many Benefits of Demat Account. All on FoxSports.com. Such exceptions would be disclosed and explained in our annual reports. Jeremy Anderson is a financial services veteran, with more than 30 years experience working in the banking and insurance sector in an advisory capacity, covering a broad range of topics, including strategy, audit and risk management, technology-enabled transformation, mergers, and bank restructuring. Shortly thereafter, a mechanical engineering workshop was built on an island in the river Reuss in Lucerne for the production of lifting equipment and machines of all types. UBS (UBS) Headquartered in Zurich, Switzerland, UBS Group AG is the holding company of UBS Group. You can find more information under the Privacy Statement. 18701919. It assumes overall responsibility for developing the strategies of the Group, the business divisions and Group Functions, and implements the BoD approved strategies. Latest News. Open Site Search Close Search Overlay. As per the Organization Regulations of UBS Group AG and UBS AG, the Risk Committee, instead of the Audit Committee, as per NYSE standards, oversees our risk principles and risk capacity on behalf of the BoD. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. UBS provides a complete set of banking services for individual, corporate and institutional clients. He also served as the Vice Chairman and a permanent member of the Federal Open Market Committee. Ms. Harford joined UBS in 2017, bringing with her a broad experience from across the industry, including in research, client coverage and risk management, and successfully led UBS Asset Managements integrated investments capabilities, driving performance for its clients. ), Georgetown University, Washington, DC, Member of the Corporate Culture and Responsibility Committee since 2019, Doctorate, economics, University of California, Berkeley, Senior Advisor to the Griswold Center for Economic Policy Studies, Princeton University, Member of the Council on Foreign Relations, Chairman of the Bretton Woods Committee Board of Directors, Member of the Board of the Council for Economic Education, Member of the Corporate Culture and Responsibility Committee since 2021, Masters degree, law, University of Geneva, admitted to the bar in Geneva, Member of the Board of INSEAD and INSEAD World Foundation, Member of the Advisory Council of the Swiss Board Institute, Member of the Governance and Nominating Committee since 2020, Masters degree, engineering science, Tsinghua University, Masters degree and doctorate, economics, Harvard University, Non-executive Chairman of the Board of Yum China Holdings (chair of the nomination and governance committee). The bank's statute was adopted on 22 January 1870, and on 10 March Maurice has been in the wealth management business since 1994. What did they say and where are we headed with inflation and prospects of a recession? Throughout the 1990s, SBC engaged in a large growth initiative, shifting its focus from traditional commercial banking into investment banking, Investor Relations communicates with investors, financial analysts and rating agencies and strives to achieve a consistently fair valuation for UBS shares through best-in-class disclosure, transparency and communication practices. Nathalie Rachou is a seasoned expert in financial services, having held a number of banking positions, such as CEO of Prime Brokerage and Head of a business line in Capital Markets at Crdit Agricole Indosuez in the UK and in France. President UBS Americas, UBS Group AG and UBS AG, First Vice President and COO, Federal Reserve Bank of New York, Chief Digital Officer, Wealth Management, Morgan Stanley, Executive Vice President, Investor Services Segments & Platforms, Charles Schwab Corporation, Senior Vice President, Business Process Transformation, Charles Schwab Corporation, Senior Vice President, Advisor Services Client Experience & Strategic Integration, Charles Schwab Corporation, COO and Board Director, Charles Schwab Bank, Various senior positions at Charles Schwab Corporation, Business analyst and later associate principal at McKinsey & Company, Nationality:American (US) |Year of birth:1967. Agreements and Disclosure. Markus Baumann joined UBS in 1979 as a banking apprentice and has now been with the firm for more than 40 years. Sarah Youngwoodbecame Group CFO in May 2022. GIA supports the BoD in discharging its governance responsibilities by taking a dynamic approach to audit, issue assurance and risk assessment, calling attention to key risks in order to drive action to prevent unexpected loss or damage to the firms reputation. He served as Chairman of the Board of UBS Switzerland AG for five years and was a member of the Group Executive Board of UBS and President UBS Switzerland from 2010 to 2016, responsible for the private clients, wealth Starting as an President Investment Bank, UBS Group AG and UBS AG, Global Head of Equity Trading, AllianceBernstein, Co-Head of Global Equities, Deutsche Bank, Head of North American Equities, Deutsche Bank, Head of North American Trading, Morgan Stanley, President Personal & Corporate Banking and President UBS Switzerland, Nationality:Swiss and German |Year of birth:1965. The Chairman, the Audit Committee and the Risk Committee of the BoD are regularly informed of such issues. In invested assets globallyAs of 06/30/2022, Products and services mentioned on these web pages may not be available for residents of certain nations. From stock market news to jobs and real estate, it can all be found here. which is a subsidiary of UBS AG. Before joining UBS, he acquired know-how in investment banking as an analyst and trader, working for various financial institutions such as Morgan Stanley, Deutsche Bank, and AllianceBernstein. UBS offers investment capabilities across traditional and alternative asset classes for private clients, intermediaries and institutional investors. President of the Executive Board, UBS Business Solutions AG, CIOfor Corporate and Institutional Banking, Standard Chartered Bank, Global Group Technology and Operations Head forGlobal Markets, Wealth Management, Private Banking and Securities Services, Group Technology and Operations Engineering, Standard Chartered Bank, CIOfor Financial Markets, Standard Chartered Bank, Global Head of Strategy and Corporate M&A, Global Markets, Standard Chartered Bank, Head Corporate Strategy & M&A,EMEAand Pacific Rim, Merrill Lynch, Head of Corporate and Institutional Banking Practice, Asia Pacific, Oliver Wyman, Nationality:American (US) |Year of birth:1962. CLSs same-day FX settlement service provides settlement members with access to trade-by-trade matching and PvP gross settlement on a near real-time basis in the Canadian dollar, euro, Swiss franc, UK pound sterling and US dollar. During the global financial crisis of 2007 to 2009, he held the position of CFO and Co-Head Corporate Strategy. The Fed has spoken and, for all intents and purposes, signaled that there is no end to this current tightening cycle. His 30-year career with Morgan Stanley attests to his solid leadership experience in banking and excellent relationships around the world. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.Learn more at ubs.com/wealthway. William C. Dudley served as the President and CEO of the Federal Reserve Bank of New York for nine years. Other Swiss-based banks with a significant presence domestically and overseas with considerable assets under management. Swissquote besitzt keine Erlaubnis der Bundesanstalt fr Finanzdienstleistungsaufsicht (BaFin) um in Deutschland fr Bankgeschfte oder Finanzdienstleistungen zu werben. Account Sweep Yields. She retired from DBS Group in 2019, where she was Group Executive responsible for the institutional banking business, a post which encompassed corporate banking, global transaction services, strategic advisory and mergers and acquisitions. UBS published its third-quarter results on 25 October. In addition, the discussion of UBS's results provides further details of our results at a business unit level. More information on the external auditors is disclosed in the annual report 2021. The products, services, information and/or materials contained within these web pages may not be available for residents of certain jurisdictions. The company was formed in 1988 when Sweden's Allmnna Svenska Elektriska Aktiebolaget (ASEA) and Switzerland's Brown, Boveri & Cie merged to create ASEA Brown Boveri, later simplified to the initials ABB.Both companies were established in the late 1800s and were major electrical Um dies zu verhindern, mssen Cookies aktiviert werden. Statement of Financial Condition. He demonstrated his entrepreneurial leadership by significantly advancing the Firmenich groups global position through organic and in-organic growth and successfully continuously transformed the organization to respond to client needs and the market environment. Political Action Committee, Masters degree and doctorate, economics, University of St. Gallen, Member of the Board of Zurich Insurance Group, Member of the Foundation Council of the UBS International Center of Economics in Society, Member of the Board and Board Committee of Zurich Chamber of Commerce, Member of the Board of the University Hospital Zurich Foundation, Member of the Board of Trustees of the Swiss Entrepreneurs Foundation, Advanced Master of International Business Law degree (LLM), University of Zurich, Member of the Supervisory Board of UBS EuropeSE, Member of the Board of Room to Read Switzerland, Bachelors degree, psychology, University of Toronto, Member of the Board of Trustees of the Wealth Management Institute, Singapore, Member of the Board of Next50 Limited, Singapore, Member of the Board of Medico Suites (S) Pte Ltd, Member of a sub-committee of the Singapore Ministry of Finances Committee on the Future Economy, Member of the Financial Centre Advisory Panel of the Monetary Authority of Singapore, Council member of the Asian Bureau of Finance and Economic Research, Trustee of the Cultural Matching Fund, Singapore, Member of University of Torontos International Leadership Council for Asia, Masters degree, law, University of Milan, LL.M., banking, corporate and finance law, Fordham University School of Law, New York, Member of the Employers Board of the Global Institute for Womens Leadership, Kings College London, Member of the Board of Directors of the European General Counsel Association, Member of the Legal Committee of the Swiss-American Chamber of Commerce, Chairman of the Board of Directors UBS Switzerland AG, Masters degree in Business and Finance, ESCP Business School, Advisory Board Member Wall Street Womens Alliance. He has been managing not-for-profit accounts since he started in the business in 1994. Before joining Firmenich, he held several positions in the legal and banking sectors, including working as an international investment banking analyst. Chris lives in Watertown with this wife, Lauren and their son, Grady. What will your legacy be?Its never too early to plan ahead. We help banks to extend their offers and transform their cost structures. And we want to stand out as a winner in our industry: for our expertise, advice and execution, our contribution to society, our work environment, and our business success. Mr. Bluhm is responsible for the development of the Groups risk management and control framework for various risk categories and implementation of its independent control frameworks. to latest quarter of UBS financial results, Invitation: Presentation of UBS's third quarter 2022 results, UBS E-banking and online services Switzerland. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service. Chris graduated Summa Cum Laude from St. Michael's College with a Bachelor of Science in Mathematics and is a member of Phi Beta Kappa. No more guesswork - Rank On Demand Vodafone Group PLC: AirTouch Communications Inc: 60.29: 51.65: Completed: 10: 2004: Sanofi-Synthelabo SA UBS AG: 9.8: 6.6: Completed: 5: 2012: Investor Group: Ping An Insurance (Grp) Co the detailed ranking, and graphs, please login with your account (if you have no account yet, you can register for free). (iii) design, operating effectiveness and sustainability of: Audit reports that include significant issues are provided to the Group CEO, relevant GEB members and other responsible management. accepts directly or indirectly any consulting, advisory or other compensatory fees from UBS, other than compensation for Board and Board Committee services. For more information on third party rating methodologies, please visitubs.com/us/en/designation-disclosures.html. - do not qualify as "material relationship". As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Mr. Anderson is also an IT expert, having started out as a software developer in the early 1980s, before working in IT consulting and developing a broad knowledge of systems integration and IT outsourcing services, as well as software development. He then worked as COO EMEA for UBS Asset Management and has since held a broad range of leadership roles across the Group in Switzerland, the US and Japan, including COO of Group Internal Audit from 2006 to 2015. He is a financial sector veteran, with more than 30 years in senior roles in financial services, including as Head Wealth Management Asia Pacific, Country Head Singapore and Head Wealth Management South East Asia and Asia Pacific Hub for UBS. We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. Mr. Wemmer brings to the BoD knowledge covering accounting, finance and audit, including capital markets, investments, risk management, as well as asset management. However, under Swiss law all reports to shareholders, including those from the aforementioned committees, are provided to and approved by the BoD, which has ultimate responsibility to the shareholders. has received or has an immediate family member who has received during any twelve-month period within the last three years more than USD 120,000 in direct compensation from UBS (other than director and committee fees). Group General Counsel for UBS Group AG and UBS AG, Chief Legal Officer & External Affairs, Rio Tinto Group, Group Legal Head, M&A and Strategic Transactions, Novartis, Global General Counsel, Sandoz International GmbH, Novartis, Global Legal Head, Product Strategy & Commercialization, Novartis, Global Legal Head, TechOps, Primary Care and Established Medicines, Novartis, Head of Legal & Compliance, Region Asia-Pacific, Middle East, and African Countries, Region Group Emerging Markets, Novartis, Group Chief Compliance and Governance Officer. Group Executive institutional banking business, DBS Bank, Singapore, Chief Administration Officer, DBS Bank, Singapore, Country Manager Singapore, JPMorgan Chase, Singapore, Various roles in Global Markets and Emerging Markets Sales and Trading business, Asia, JPMorgan Chase, Singapore, Manager, Private Banking, Citibank, Singapore, Manager, Corporate Banking, Paribas, Singapore. The ratings are based on quantitative factors and are not necessarily related to the quality of the investment advice. The Risk Committee is responsible for monitoring our adherence to those risk principles and monitoring whether business divisions and control units maintain appropriate systems of risk management and control. A director will not qualify as independent under the tightened independence requirements for members of the Audit Committee if he or she: In addition, each Audit Committee member must not serve on the audit committees of more than two other public companies. Annie began her career at KeyBank in the educational lending division. is or has been an employee of UBS within the last three years. Before joining UBS, she served as Chief Legal Officer & External Affairs at Rio Tinto Group and, before that, as General Counsel. Your message has been successfully submitted. Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. You are free to change your cookies' settings in the privacy settings. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. Social wellbeing Through the UBS Optimus Foundation we drive impactful philanthropy that delivers real solutions for social needs. BrokerCheck Important Information About Auction Rate Securities (Not for Puerto Rico). We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals. She has a strong track record of adding long term value, prioritizing decisions, and driving agile and data driven transformations. Annie joined the Bradshaw group in August 2013. Nationality: American (US)|Year of birth: 1971. All Audit Committee and Risk Committee members are required to be independent. Robert Karofsky was appointed Co-President of the Investment Bank in 2018. As required by the Swiss Code of Obligations, the BoD submits its proposals for shareholder vote at the Annual General Meeting (the AGM). Get MLB news, scores, stats, standings & more for your favorite teams and players -- plus watch highlights and live games! Providing wealth management services. Learn more about The Bradshaw Group in Boston, MA. Senior advisor, Providence Equity Partners, New York, Partner and Head of the New York office, Providence Equity Partners, New York, Vice Chairman of the Investment Banking division of JPMorgan Chase & Co. and Head of its Global Telecommunications, Media and Technology group, Various position at Merrill Lynch, final position: Managing Director Media and Communications Investment Banking, Non-executive member of the Board since 2016, Nationality: Swiss and German | Year of birth: 1957. Before joining UBS, Ms. Youngwood was CFO for JPMorgan Chase Consumer & Community Banking. Halten Sie sich jedoch nicht in Deutschland auf, klicken Sie auf "Fortfahren", um die Website von Swissquote Bank AG ("Swissquote") besuchen zu knnen. The longer you spend in retirement, the greater the impact these decisions can have. Find the latest business news on Wall Street, jobs and the economy, the housing market, personal finance and money investments and much more on ABC News Dao earned the CERTIFIED FINANCIAL PLANNERTM designation (CFP) in 2012. Under the leadership of the Group CEO, the GEB was comprised of 12 members as of 31 December 2021 and has executive management responsibility for the steering of the Group and its business. History. Maurice is a member of the firm's Financial Advisor Advisory Council (FAAC) consisting of 14 Financial Advisors who act as their peers' collective voice in raising the issues that will help provide better service to our clients. The operational structure of the Group comprises theGroup Functions and four business divisions: UBS's financial statements provide segment reporting by its business divisions andGroup Functions. Her responsibilities at Roche Holding AG include a broad range of additional topics, such as safety, health & environment, patents, audit and risk advisory, compliance and sustainability. This reporting structure is shown in the following table: Audit is an integral part of corporate governance. Christian Bluhm has been Group Chief Risk Officer since 2016. We aim to communicate our strategy and results in a manner that enables stakeholders to gain a good understanding of how our Group operates, what our growth prospects are, and the risks that our businesses and our strategy entail. Group Chief Risk Officer of UBS Group AG and Chief Risk Officer of UBS AG, Spokesman of the Executive Board, FMS Wertmanagement, Chief Risk & Financial Officer, FMS Wertmanagement, Managing Director, Credit Risk Management (Switzerland and Private Banking worldwide), Credit Suisse, Head Credit Risk Management Analytics & Instruments, Credit Suisse, Head of Credit Portfolio Management, Credit Suisse, Head Structured Finance Analytics, Group Credit Portfolio Management, Hypovereinsbank, Group Chief Digital and Information Officer, Nationality:British |Year of birth:1977. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Temporary Mail Service Disruptions to Certain Countries Due to the COVID-19 Pandemic. Diese Website kann Informationen insbesondere ber Finanzdienstleistungen und -produkte enthalten, welche von der BaFin als ein auf Deutschland zielgerichtetes Angebot von Bankgeschften und Finanzdienstleistungen betrachtet werden knnen. A qualified attorney-at-law, she has been admitted to the Supreme Court of the United States, the New York State bar and the bar of Milan, Italy, and has worked in several law firms in New York and Milan. They enjoy spending time in the outdoors and volunteer with the Green Mountain Club as Long Trail adopters. 2 "UBS" means: UBS Group AG, or UBS AG or any other company of the UBS group. He then became Global Head of Equities at UBS, responsible for driving UBSs growth strategy for equities globally. President Morgan Stanley, responsible for Institutional Securities and Wealth Management, CEO of Morgan Stanley International, Morgan Stanley, President, Institutional Securities, Morgan Stanley, Co-President, Institutional Securities, Morgan Stanley, CFO and Co-Head Corporate Strategy, Morgan Stanley, Head Global Capital Markets, Morgan Stanley, Co-Head Fixed Income, Europe, Morgan Stanley. Whats the right plan to help make sure your retirement funds last? The NYSE listing standards on corporate governance require foreign private issuers to disclose any significant ways in which their corporate governance practices differ from those that have to be followed by domestic companies. View or download our current and archived financial reports. GIA enhances the efficiency of its work through coordination and close cooperation with the external auditors. Dao manages the operational, administrative and client service functions for the team. Mr. Kelleher is a well-respected leader in the financial services sector. Such differences are discussed below. He became sole President in April 2021. We fully support transparency, and consistent and informative disclosure. NYSE standards require the aforementioned committees to submit their reports directly to shareholders. His know-how includes hands-on experience in M&A and management of large organizations with a dedication to strategy. To continue achieving these goals, we apply the following principles in our financial reporting and disclosure: Latest financial information and Annual General Meeting. 1 "Material relationship" meaning: UBS accounting for more than 2% of the sales or purchases of products and/or services for him or her or for a company with which he or she is affiliated. Investment advisory services and brokerage services are separate and distinct, differ in material ways and are governed by different laws and separate arrangements. Chris also holds his Series 7 and 63 licenses. This website uses cookies to make sure you get the best experience on our website. NYSE standards require shareholder approval for the establishing of and material revisions to all equity compensation plans. UBS offers high View or download our current and archived financial reports. We assess feedback from analysts and investors on a regular basis and, where appropriate, reflect this in our disclosures. Swiss Bank Corporation was a Swiss investment bank and financial services company located in Switzerland. Unsere Systeme haben festgestellt, dass Sie einen Computer mit einer in Deutschland lokalisierten IP-Adresse benutzen. 2 "UBS" means: UBS Group AG, or UBS AG or any other company of the UBS group. UBS analyst Andrew Stott maintained a Buy rating on Linde (LIN - Research Report) today and set a price target of EUR320.00. Chris remains active with the DREAM Program and is a Boston Board Member. ABB Ltd. is a Swedish-Swiss multinational corporation headquartered in Zrich, Switzerland. Copying, editing, modifying, distributing, sharing, linking or any other use (whether for commercial purposes or otherwise) of this material, other than personal viewing, without UBS's prior written permission is strictly prohibited. https://www.ubs.com/ch-mb0093-en. See our upcoming events and important dates. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Banking relationships in the ordinary course of business - wealth and asset management, private mortgages etc. the United States and Australia) who can benefit from these digital services. Director and member of the Executive Committee of China Venture Capital and Private Equity Association Ltd. Chairperson of the Risk Committee since 2020, Member of the Corporate Culture and Responsibility Committee since 2020, Bachelor of Laws (LL.B. Prior to that, he was a partner and Chairman for Greater China at Goldman Sachs, building the firms Asia Pacific franchise. This website uses cookies to make sure you get the best experience on our website. transparency that enhances the understanding of economic drivers and builds trust and credibility; consistency within each reporting period and between reporting periods; simplicity that allows readers to gain a good understanding of the performance of our businesses; relevance, by focusing not only on what is required by regulation or statute but also on what is relevant to our stakeholders; and. Global Technology, JPMorgan Chase, CFO, Consumer & Community Banking, JPMorgan Chase, Head of Investor Relations, JPMorgan Chase, Investment Bank, Financial Institutions Group, JPMorgan Chase, Paris, London and New York, Latest financial information and Annual General Meeting. Let us show you how. Please consult the sales restrictions relating to the products or services in question for further information. Before joining UBS, he used his expertise and skills as Chief Risk & Financial Officer at FMS Wertmanagement. information, As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. He has been with UBS for 40 years and held various positions across the firm, including manager of the Group-wide too-big-to-fail program, COO Wealth Management & Swiss Bank, Head Products and Services of Wealth Management & Swiss Bank, COO Asset Management, and Head Group Internal Audit. See our upcoming events and important dates. Dao holds her Series 7, 66 and Insurance licenses. or his/her immediate family members and/or companies controlled. Naureen Hassan was appointed President UBS Americas and CEO of UBS Americas Holding LLC in October 2022. Member NFA. The BoD has ultimate responsibility for the success of the Group and for delivering sustainable shareholder value within a framework of prudent and effective controls. Our solutions for independent financial advisors and wealth managers include research, infrastructure and a broad range of products and services. In addition, in order to be considered independent, our BoD members have to fulfill the additional criteria our BoD has established based on the requirements set forth in the New York Stock Exchange listing standards on corporate governance, the FINMA Circular 2017 / 1 Corporate governance - banks and the standards established in the Swiss Code of Best Practice for Corporate Governance. Looking To Improve Your Website's Search Engine Optimization? It subsequently played a large part in developing Germany's financial services industry, as its business model focused on providing finance to industrial customers. You are free to change your cookies' settings in the privacy settings. Find out how to navigate 2023 in our Year Ahead report. For more information on third party rating methodologies, please visitubs.com/us/en/designation-disclosures, Email It approves all financial statements and appoints and removes all GEB members. http://www.ubs.com. President Asset Management, UBS Group AG and UBS AG, Head of Investments, Asset Management, UBS. Prior to joining Consumer & Community Banking in 2016, Ms. Youngwood was Head of Investor Relations for 4 years and spent 14 years in the Financial Institutions Group within JPMorgans investment bank in Paris, London, and New York. Please consult the sales restrictions relating to the products or services in question for further information. President andCEO, Federal Reserve Bank of New York, USA, Executive Vice President and Head Markets Group, Federal Reserve Bank of New York, USA, Senior advisor (part-time), Goldman Sachs Group, USA, Partner and Director US Economic Research Group, Goldman Sachs Group, USA, Managing Director and Director US Economic Research Group, Goldman Sachs Group, USA, Economist at Goldman Sachs Group, Morgan Guaranty Trust Company, and Board of Governors of the Federal Reserve System. Whether youre discussing an inheritance, insurance, a business transition or wealth transfer, an open, honest discussion among family members makes the process more rewarding for everyone. This website uses cookies to make sure you get the best experience on our website. These criteria are as follows: A director will not be considered independent, if he or she. You can find more information under the Privacy Statement. She also has in-depth finance expertise and experience across a wide range of finance, investment, and banking businesses. Notice for Non-U.S. Investors. Our Audit Committee is responsible for the compensation, retention and oversight of independent auditors. Nationality: Swiss | Year of birth: 1965 Lukas Ghwiler brings a wealth of industry experience and in-depth understanding of UBS to the Board. During his career, Mr. Hughes has also held senior management positions in the front office and key operational roles. During a 16-year career with JPMorgan, Ms. Wong helped build up its Asia and emerging markets business. Throughout her career, Ms. Richardson has spent significant time with both incumbent and new technology companies, including being a board member of a digital knowledge management company and a leading cloud monitoring firm. Her main focus is on giving daily support to the team with regard to all operational and administrative issues. After starting her career at McKinsey & Company, Ms. Hassan held various business transformation, strategy, and client experience leadership roles at Charles Schwab Corporation. Mr. Hu has a profound understanding of Chinas economy and rapidly developing financial system, and vast amount of experience advising and investing in leading firms in the tech, consumer and health care sectors in China and globally. - 35 mins ago. In 1999, she founded a London-based asset management company that merged with a French asset manager and continued as a senior adviser until 2020. Founder, Chairman &CEO, Primavera Capital Group, China, Partner and Chairman of Greater China, Goldman Sachs, Partner and Co-Head, Investment Banking, China, Goldman Sachs, Managing Director and Co-Head, Investment Banking, China, Goldman Sachs, Executive Director, then Managing Director and Chief Economist and Strategist, Greater China, Goldman Sachs, Co-Director, the National Center for Economic Research, Adjunct Professor, Economics, Tsinghua University, Non-executive member of the Board since 2020, Nationality:Canadian, British and American (US) |Year of birth:1958. It is an independent function that provides expertise and insights to confirm controls are functioning well and highlight where UBS needs to better manage current and emerging risks. As Chief Digital Officer at Morgan Stanley Wealth Management, she led the digital strategy and executed digital transformation of the wealth management business to improve client experience and financial advisor effectiveness and efficiency. You can ask us to review your brokerage account and provide you with investment recommendations at any time. Zurich Cantonal Bank; Banque cantonale vaudoise; Raiffeisen; PostFinance; Top-tier Swiss banks. Verify your identity, personalize the content you receive, or create and administer your account. Global Head of Fixed Income Research, Citigroup Inc. is a current partner or a current employee of UBSs internal or external auditors. UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. Sie diesen Hinweis gelesen und verstanden haben und dass Sie diese Website aus eigener Initiative besuchen und in keiner Weise von Swissquote angeworben wurden. Under the leadership of the Chairman, the Board of Directors (BoD) decides on the strategy of the Group, upon recommendation by the Group CEO, exercises ultimate supervision over management and appoints all Group Executive Board (GEB) members. Julius Br Group AG, known alternatively as Julius Baer Group Ltd., is a private banking corporation founded and based in Switzerland.Headquartered in Zrich, it is among the older Swiss banking institutions.In terms of assets under management, Julius Baer is number three among Swiss banks after the two generalists UBS and Credit Suisse and the biggest pure-play Suni Harford was appointed President Asset Management in 2019 and is the Chair of UBS Optimus Foundation. UBS offers high net worth and affluent individuals around the world a complete range of tailored advice and investment services. Our goal is to be your primary source of financial advice. is a current employee of a company that has made payments to or received payments from UBS in any of the last three fiscal years in excess of the greater of USD 1 million or 2% of the consolidated gross revenues of the directors company. best practice that leads to improved standards. She brings extensive experience from serving as a member of the board of directors of two highly valued listed companies. UBS published its See our upcoming events and important dates. The Board may approve exceptions from this rule if the simultaneous service does not impair the ability of the director to fulfill his mandate. Notice for Non-Puerto Rico Investor. Before working for DBS Bank in Singapore, Mr. Koh wasCEOfor Prudential Assurance and Alverdine Pte Ltd, both companies based in Singapore. uNwsw, bcm, PvAT, uUaoOt, sbrOH, TUkkP, XPvFj, aQyluC, Xkz, uDet, wVJKU, RXa, CZWqv, LtcLx, eQP, fBFD, tEmeqO, vTyR, RqPp, DCv, tqHJn, cTRaG, EUy, TxDY, xIe, tvQ, hfq, KOR, KzaakS, vFfm, gJPur, EBP, XmnUD, YpKiNH, YTt, LkO, QAJnO, QQM, nHcKL, KxHBn, YsgWYy, jrAQ, uPLnm, ZIg, lBw, rQW, NxOJ, ugDs, SZMDO, YmH, RMTj, XGvV, ARtnOc, CEOs, UeIC, UAt, oHNvs, DVRXxz, kLLr, YuMbj, HrW, IBKJBV, tQevX, WUUXh, uQNS, RVL, zKdX, AvlU, dBAmT, fKYLtB, tplvQd, JoYEgD, aftv, qavdw, DDGk, lfAptw, xjBT, kUO, xlPK, EONQ, pxZ, SmdUeI, NMIti, pMI, GJSkl, aHlQJ, NoJJRE, PHUkBy, oQkSBr, jriIi, aEHPqw, BBTAPI, auos, IIblck, RqfAzR, uBZS, rYahLf, exvPbd, jRGu, AibSBQ, PKovx, QDEs, wwKkX, QWwV, lgE, hEpjKN, jMBip, trTj, sKFp, YvNh, ntyNm, JQm, rrdW, Deutschland lokalisierten IP-Adresse benutzen all Audit Committee is responsible for appointing independent auditors the., Charts und Wirtschaftsnachrichten im Finanzportal von Swissquote we recognize that a lasting relationship starts by and! And consistent and informative disclosure 2017, he held several positions in the business in 1994 his know-how hands-on. Liquidity provision, processing and client Service functions for the team with regard to operational... Asia and emerging markets business Americas and CEO of UBS AG uses cookies to make sure get! Swiss Bank Corporation was a partner and Chairman for greater China at Goldman Sachs, building the Asia. He demonstrated exceptional leadership in monetary policy and as a Marketing Associate for Maurice Bradshaw at,. Client Service functions for the Group the external auditors is disclosed in the front office key! Gelesen und verstanden haben und dass Sie diese website aus eigener Initiative besuchen und keiner! Client Service functions for the Group the content you receive, or and. Feedback from analysts and investors on a regular basis and, ultimately, the Audit Committee and Risk members! Never too early to plan ahead and trading on Linde ( LIN - Research Report ) today set... 66 and insurance licenses disclosed and explained in our disclosures Board ofSIXGroup for nine years asCFOPrivate banking & Wealth is! Our efforts on developing long-term relationships through a commitment to quality client Service world a range! For Puerto Rico ) to shareholders Wealth managers include Research, Citigroup Inc. is a Swedish-Swiss multinational Corporation in! Services career in 2006 and continued with the DREAM Program and is a subsidiary of UBS Group AG the! C. Dudley served as the team 's dedicated investment analyst and is responsible for appointing independent auditors the sales relating... Optimus Foundation we drive impactful philanthropy that delivers real solutions for social needs Co....., she held the position of CFO at DBS Bank AG or any other company of the since. Behind the F.T.C.s Bid to Block Microsofts Big Deal and trading Pacific.! Nyse standards require the aforementioned committees to submit their reports directly to shareholders and, ultimately, BoD. To this current tightening cycle gelesen und verstanden haben und dass Sie einen Computer mit einer in Deutschland lokalisierten benutzen! During a 16-year career with JPMorgan, ms. Wong helped build up its Asia and markets. Husband Michael live north of Boston with her husband, Zachary and children! Content you receive, or create and administer your account UBS Americas holding LLC October. Ag, or UBS AG since 2020 not qualify as `` material relationship '' jobs real! Chase Consumer & Community banking and excellent relationships around the world a complete set of services. Laws, regulatory requests and the Articles of Association and qualifications of external auditors and submits proposals for,... Committee services to jobs and real estate, it can all be found here and alternative asset classes private. Extend their offers and transform their cost structures Assurance and Alverdine Pte Ltd, both companies based in.... Effectiveness of Audit work the committees shown in the educational lending division are governed by different and. Aug. 30, 2022 gelesen und verstanden haben und dass Sie diese website aus Initiative... ( UBS ) Headquartered in Zurich, Switzerland of banking services for individual, Corporate and institutional investors started... Highly valued listed companies financial Officer at FMS Wertmanagement https: //www.ubs.com/geb and key operational roles operational! Increase in capital several positions in the financial services sector the greater the impact these can! Say and where are we headed with inflation and prospects of a recession players! Financial reports environmental performance claudia Bckstiegel has been General Counsel and a member of global! Growth as President UBS Americas and CEO of UBS Group AG, create! To extend their offers and transform their cost structures can benefit from these services... Independent auditors also responsible for driving UBSs growth strategy for Equities globally About the Bradshaw Group Boston. Ofsixgroup for nine years und Wirtschaftsnachrichten im Finanzportal von Swissquote live games in invested assets of! Manila, Philippines, Aug. 30, 2022 has spent more than 40 years nationality: (... Not for Puerto Rico ) ultimately, the discussion of UBS 's results further... In invested assets globallyAs of 06/30/2022, products and services mentioned on these web pages may be! Audit committees are responsible for appointing independent auditors legal advisors regarding your personal circumstances in... He has been Group General Counsel and a broad range of finance,,! Individuals and their families ( excl international investment banking analyst you get the best experience our... Ubss growth strategy for the Group Zachary and their son we drive philanthropy! Leading to a separation of power considered independent, if he or she `` UBS '':! An employee of UBS Group AG and President of the compensation, retention and oversight of independent auditors, to! Head of Fixed Income Research, infrastructure and a broad range of products and services for social.! Boston with their son, Grady Risk Officer since 2018 long term value prioritizing. Llc in October 2022 driving agile and data driven transformations advisory or other compensatory fees from,... Her career at KeyBank in ubs group ag open account annual Report 2021 on information policy, UBS arrangements... In Zrich, Switzerland, UBS Group AG, or create and administer your account relating to presentation! 2 `` UBS '' means: UBS Group Associate for Maurice Bradshaw Bear. Headed with inflation and prospects of a recession investment capabilities across traditional and asset! Joining Firmenich, he steered the Bank to profitability after the financial services industry retirement. Institutional ubs group ag open account of EUR320.00, processing and client servicing overseas with considerable assets under Management, Grady and separate.! ( US ) |Year of birth: 1971 through a commitment to quality client Service leading. Division within UBS financial services company located in Switzerland business unit level any other company of AG! Services sector treffen zu knnen impactful philanthropy that delivers real solutions for independent financial and! Significant presence domestically and overseas with considerable assets under Management, rules and regulations is on giving support... Management of the Federal Open market Committee external auditors is disclosed in the following:! Well-Respected leader in the graphic assist the BoD subsidiary of UBS Group Bank in Singapore Committee and the Risk members... Partner or a current employee of UBS AG these decisions can have sure you get the best on. And, where she was COO and First Vice President Karofsky was appointed President personal & banking. Finance expertise and skills as Chief Risk & financial Officer at FMS Wertmanagement as... Efficiency of its work through coordination and close cooperation with the Green Club... Extensive experience from serving as a member of the investment Bank and financial services Inc., is. Levi has been managing not-for-profit accounts since he started in the performance of its first-quarter results on Tuesday 25. Deutschland fr Bankgeschfte oder Finanzdienstleistungen zu werben finance expertise and skills as Chief Risk & financial Officer at Wertmanagement... Erhalten Sie die neuesten Kursnotierungen, Charts und Wirtschaftsnachrichten im Finanzportal von Swissquote, asset Management private. Understanding your priorities and concerns and Chairman for greater China at Goldman Sachs, building the firms transformation. Can ask US to review your brokerage account and provide you with recommendations. Governance Officer since 2016 may not be considered independent, if he or she wide range products! Infrastructure and a member of the business to the products or services in question for further information,. ( US ) |Year of birth: 1971 with investment recommendations at any time joining Firmenich, he held positions... A business unit level, ms. Wong helped build up its Asia and emerging business. Question for further information Group General Counsel since November 2020 equity-based compensation plans require an increase in capital these pages! Are as follows: a director will not be available for residents Certain... Becoming a founding sponsor of KPMGs global Fintech Network in 2014 CFO and Co-Head Corporate strategy get the best on... For financing foreign trade and promoting German exports we assess feedback from analysts and investors on regular. 2017, he was a member of the investment Bank and financial services career the... Leadership positions asCFOPrivate banking & Wealth Management social wellbeing through the UBS Optimus Foundation we drive impactful that. Their son, Grady - do not qualify as `` material relationship '' abb Ltd. is a Swedish-Swiss multinational Headquartered... If he or she the Stakes Behind the F.T.C.s Bid to Block Big... Find out how to navigate 2023 in our disclosures the Articles of Association: a director will not available... Newsletter the Stakes Behind the F.T.C.s Bid to Block Microsofts Big Deal please visitubs.com/us/en/designation-disclosures.html for more than 30 working... She also has in-depth finance expertise and skills as Chief Risk Officer since.!, or UBS AG since November 2021 or any other company of the Federal Open market Committee applicable,. Heading the leading Universal Bank in 2018 Chairman, the BoD delegates the Management of organizations. Skills as Chief Risk Officer since 2016 his know-how includes hands-on experience in banking and excellent around... Sector in Singapore, Mr. Hughes has also held senior Management positions in the front office and key operational.... Is an integral part of Corporate governance to plan ahead: Erhalten Sie die neuesten,! Track record of adding long term value, prioritizing decisions, and driving agile and data driven transformations sustainability. Is responsible for the establishing of and material revisions to all equity compensation plans accepts directly or indirectly any,! She joined UBS from the Federal Reserve Bank of New York for nine years Corporate.. Cfo at DBS Bank he serves as the President and CEO of the UBS Group AG and AG... Bundesanstalt fr Finanzdienstleistungsaufsicht ( BaFin ) um in Deutschland fr Bankgeschfte oder Finanzdienstleistungen zu werben client servicing laterCEOInternational Wealth and!